Can a Series 65 trade stocks?
It’s important to note that having a Series 65 license allows a financial professional to give investment advice. It does not license them to sell packages investment products or to buy and sell securities.
What is the best way to study for the Series 65?
It is recommended that the individual spend at least 50 to 60 hours preparing for the exam by reading the textbook, underlining key points, and answering as many practice questions as possible. We recommend that a student schedule their exam no more than one week after finishing their Series 65 preparation.
How long should you study for Series 65?
But the bottom line is that the Series 65 exam isn’t really much harder than other common industry licensing exams, like the Series 6 or the state Life and Health license. Most will take 2-4 weeks to study, spending about 20-30 hours, and pass the exam with its required 72% passing grade.
What is a Series 65 Good For?
The Series 65, officially known as the Uniform Investment Adviser Law Exam, is designed to test an individual’s knowledge and ability to advise clients in the area of investing and to discuss general financial concepts.
What is the Series 65 pass rate?
The Premium course is a great value for students who want to be assured they have everything it takes to pass the Series 65 exam. While Kaplan does not offer a money-back guarantee, it publishes a Series 65 pass rate of 88%, which should give students confidence in their study materials.
Should you try a series 65 study guide before taking it?
That’s why it’s highly recommended that you try one of the best Series 65 study guides before taking it if you want to pass on your first try. But which course is the best one for you?
What is series 65 uniform investment adviser Law examination?
The Series 65 Uniform Investment Adviser Law Examination is one of the exams required by many states in order to receive compensation for investment advice and services. It is meant to qualify the candidate to become a investment advisor.
What is the series 65 and Series 7?
The Series 65 enables a financial professional to give clients investment advice and analysis. If the professional wishes to sell packaged investment products or to buy and sell securities they must pass the Series 7.
Is series 65 on your résumé?
So if you are currently looking for a career in a financial advisory position, Series 65 could be an asset to your résumé. If you don’t have it yet, it could be a requirement that you get it once you get hired.
